CFR 17-300.400-2014
Commodity and securities exchanges. Part300:Rules of the securities investor protection corporation. Section300.400:Satisfaction of customer claims for standardized options.

Standard No.
CFR 17-300.400-2014
Release Date
2014
Published By
US-CFR-file
Latest
CFR 17-300.400-2014
Scope
(a) For the purpose of sections 7(b)(1), 8 (b) and (d), and 16(11) of the Securities Investor Protection Act (hereinafter referred to as "the Act"), this rule will be applied in determining what a customer will receive in either (1) a liquidation proceedi

CFR 17-300.400-2014 history

  • 2014 CFR 17-300.400-2014 Commodity and securities exchanges. Part300:Rules of the securities investor protection corporation. Section300.400:Satisfaction of customer claims for standardized options.



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