CFR 17-300.400-2014 Commodity and securities exchanges. Part300:Rules of the securities investor protection corporation. Section300.400:Satisfaction of customer claims for standardized options.
(a) For the purpose of sections 7(b)(1), 8 (b) and (d), and 16(11) of the Securities Investor Protection Act (hereinafter referred to as "the Act"), this rule will be applied in determining what a customer will receive in either (1) a liquidation proceedi
CFR 17-300.400-2014 history
2014CFR 17-300.400-2014 Commodity and securities exchanges. Part300:Rules of the securities investor protection corporation. Section300.400:Satisfaction of customer claims for standardized options.