CFR 17-240.15c3-3-2013
Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15c3-3:Customer protection—reserves and custody of securities.

Standard No.

CFR 17-240.15c3-3-2013

Release Date

2013

Published By

US-CFR-file

Latest

CFR 17-240.15c3-3-2013

Scope

(a) Definitions. For the purpose of this section: (1) The term customer shall mean any person from whom or on whose behalf a broker or dealer has received or acquired or holds funds or securities for the account of that person.

CFR 17-240.15c3-3-2013 history

• 2013 CFR 17-240.15c3-3-2013 Commodity and securities exchanges. Part240:General rules and regulations, securities exchange act of 1934. Section240.15c3-3:Customer protection—reserves and custody of securities.